Compliance
Keeping you on top of the ever changing regulatory landscape
Top quality in-house compliance specialists are expensive. Building on our own experience in listed and unlisted managed investment schemes, we are committed to keeping up to date with the latest requirements so we can deliver reliable and comprehensive compliance support to our clients at an affordable rate.
Our services to fund managers include:
- Product Disclosure Statement and Information Memorandum drafting and verification
- Set up and maintenance of compliance systems and manuals
- Responsible Manager services
- Compliance committee membership
- ASIC and ASX lodgements
- Liaising with auditors for AFSL and Compliance Plan audits